The United Nations and Sierra Leone are about to establish
a hybrid international-domestic Court to prosecute those
allegedly responsible for atrocities in the Sierra Leone
civil war. This will be the third ad hoc international
criminal court to be created by the United Nations over
the last decade, following the establishment of the
war crimes tribunals for the former Yugoslavia (ICTY)
in 1993 and Rwanda (ICTR) in 1994.
Background
Since March 1991, the western African country of Sierra
Leone has been caught in a bloody civil war. The fighting
was temporarily suspended when the Lome Peace Agreement
was reached on July 7, 1999, between the democratically
elected government of President Ahmed Tejan Kabbah and
the rebel Revolutionary United Front (RUF), led by Foday
Sankoh. The peace agreement, which was signed by the
parties as well as the Special Representative of the
U.N. Secretary-General, granted amnesty to the members
of the RUF and set up a Truth Commission to document
violations of international humanitarian law in lieu
of prosecutions.
Soon afterward, however, Foday Sankoh and his followers
resumed attacks on the government's forces, as well
as on the civilian population. Sankoh was recently captured
by government forces and is currently in custody in
the Sierra Leonean capital of Freetown.
In an effort to break the cycle of violence and begin
the process of reconciliation, the government of Sierra
Leone requested the United Nations to establish an international
court to prosecute those responsible for atrocities
during the civil war. On August 14, 2000, the U.N. Security
Council adopted Resolution 1315, which requested "the
Secretary-General to negotiate an agreement with the
Government of Sierra Leone to create an independent
special court," whose subject matter jurisdiction "should
include notably crimes against humanity, war crimes
and other serious violations of international humanitarian
law," and whose personal jurisdiction would be "over
persons who bear the greatest responsibility" for these
crimes "including those leaders who, in committing such
crimes, have threatened the establishment of and implementation
of the peace process in Sierra Leone." The Council asked
the Secretary-General to produce a detailed blueprint
for the special court. (1)
The Report of the Secretary-General: A Blueprint
for the Special Court
Following the successful completion of negotiations
with the Government of Sierra Leone, on October 4, 2000,
Secretary-General Kofi Annan issued his report to the
Security Council on the Special Court for Sierra Leone.
(2) As specified in the Agreement between
the United Nations and Sierra Leone,
(3) the Special Court would differ from the
ICTY and ICTR in several notable respects. First, unlike
the ICTY and ICTR, which were established by Chapter
VII Resolution of the Security Council, the Special
Court is a treaty-based court established by the Agreement
between the United Nations and Sierra Leone. As a consequence,
while it has primacy over domestic prosecutions in Sierra
Leone and can issue binding orders to the government
of Sierra Leone, the Special Court lacks the power of
the ICTY and ICTR to assert primacy over national courts
of third States or to order the surrender of an accused
located in any third State. This is not expected to
hinder the Court's operation since most of the suspected
perpetrators are now in custody in Sierra Leone.
A second difference concerns the composition of the
Special Court. Unlike the ICTY and ICTR, which are composed
exclusively of international judges elected by the U.N.
General Assembly, and a Prosecutor selected by the Security
Council, the Special Court is to be composed of both
international and Sierra Leonean judges, prosecutors
and staff. The Special Court is to have two Trial Chambers,
each with two judges appointed by the Secretary-General
and one judge appointed by the Government of Sierra
Leone; and a five-member Appeals Chamber with three
judges appointed by the Secretary-General and two judges
appointed by the Government of Sierra Leone. The Secretary-General
decided against the sharing of the ICTY/R's single Appeals
Chamber because this would be "legally unsound and practically
not feasible." The Special Court is to have a Chief
Prosecutor appointed by the Secretary-General and a
Deputy Prosecutor appointed by Sierra Leone in consultation
with the United Nations. The Court's Registrar would
be appointed by the Secretary-General.
A third difference concerns the Special Court's subject
matter jurisdiction. While the subject matter jurisdiction
of the ICTY/R is made up of violations of international
humanitarian law which are beyond doubt part of customary
international law, the Special Court's subject matter
jurisdiction extends (in addition to war crimes and
crimes against humanity) to certain crimes under Sierra
Leonean law, including abusing a girl under 14 years
of age, abduction of a girl for immoral purposes, and
setting fire to dwelling-houses or public buildings.
But unlike the ICTY and ICTR, the Special Court does
not have jurisdiction over the crime of genocide, since
there was no evidence that the mass killing in Sierra
Leone was at any time perpetrated against an identifiable
national, ethnic, racial or religious group with the
intent to annihilate the group as such. Despite these
differences, the Special Court is to be guided by the
decisions of the appeals chamber of the Yugoslav and
Rwanda Tribunals, and to apply the Rules of Procedure
of the ICTR, though the judges have the power to amend
or adopt additional rules, where a specific situation
is not provided for.
The Special Court's temporal jurisdiction runs from
November 30, 1996 to a date to be decided by a subsequent
agreement between the parties. Although the civil war
and attendant atrocities go back to 1991, the Secretary-General
concluded that extending the temporal jurisdiction back
that far would create too heavy a burden for the prosecution
and the Court. (4) The
1996 starting date (which corresponded with the first
failed peace agreement between the Government and RUF)
was selected as this "would have the benefit of putting
the Sierra Leone conflict in perspective without unnecessarily
extending the temporal jurisdiction of the Special Court."
(5)
Asked during a press conference at U.N. Headquarters
about how the Court's subject matter and temporal jurisdiction
could be reconciled with the amnesty granted under the
Lome Agreement, Assistant Under-Secretary General for
Legal Affairs, Ralph Zacklin said that the amnesty given
by the Sierra Leone Government was for crimes under
Sierra Leone law, whereas "international crimes were
a different matter." He also pointed out that during
the signing of the Lome Agreement, the Special Representative
of the Secretary-General had entered a reservation on
the amnesty provision. (6)
Given that the Special Court's subject matter jurisdiction
includes crimes under Sierra Leone Law that are not
international crimes, the better answer would be that
the amnesty applied only to domestic prosecutions, and
has no application to prosecution before a hybrid international-national
judicial body.
The most difficult dilemma for the Secretary-General
was how to deal with juvenile offenders, children as
young as 14 who committed acts of extreme barbarity.
The government of Sierra Leone had initially insisted
that those responsible for the most egregious atrocities
be brought to trial and punished if found guilty no
matter their age. Human Rights groups, on the other
hand, were opposed to trials of anyone under 18. Under
the compromise that was reached, no one under 15 may
be tried by the Special Court, and 15-18 year-old defendants
will receive separate anonymous hearings and special
counseling and will serve out their terms under parole
in demobilization camps or foster homes, rather than
a prison. (7)
Unlike the ICTY and ICTR which are not located in
the states where the atrocities were committed, the
Special Court is expected to be located at the headquarters
of the U.N. peacekeeping operation in Freetown, Sierra
Leone. This will enable the Court to have ready access
to witnesses and evidence. The Special Court is also
expected to move more quickly than the ICTY and ICTR,
which each took more than two years to become fully
operational, in part because the Special Court will
have a narrower mandate and fewer defendants, and because
the Special Court has the full backing of the government
of Sierra Leone. (8)
U.N. officials have said that they expect to start hiring
court staff, including prosecutors and defense lawyers
by the end of the year. (9)
The cost of the Special Court is estimated at U.S.
$22 million for its first year of operation, compared
to the ICTY and ICTR whose annual budgets each exceed
$90 million. This estimated cost does not, however,
include funding for detention facilities, investigations,
translators, or defense counsel.
(10)While Security Council Resolution
1315 had suggested the mechanism of voluntary contributions
to fund the Special Court, the Secretary-General has
opted instead for assessed contributions from U.N. member
states (in which case the United States will be assessed
twenty-five percent of the costs) on the grounds that
"voluntary contributions will not provide the assured
and continuous source of funding which would be required
to appoint the judges, the Prosecutor and the Registrar,
to contract the services of all administrative and support
staff and to purchase the necessary equipment."
(11)
About the Author
Michael P. Scharf is Professor of Law and Director of
the Center for International Law and Policy, New England
School of Law. He is also the Chairman of the American
Society of International Law's International Organizations
Interest Group. He served previously as Attorney Adviser
for Law Enforcement and Intelligence (1989-1991), and
Attorney Adviser for United Nations Affairs (1991-1993),
in the Office of the Legal Adviser of the U.S. Department
of State, where he played a role in the creation of the
Yugoslavia Tribunal.
Further Reading:
The Report of the Secretary-General on the Establishment
of a Special Court for Sierra Leone, 4 October 2000,
may be found on the Internet at <http://www.un.org/Depts/dhl/docs/s2000915.pdf>.
For a comprehensive background on the establishment
of the International Criminal Tribunals for the Former
Yugoslavia and Rwanda see:
Virginia Morris and Michael P. Scharf, An
Insider's Guide to the International Criminal Tribunal
for the Former Yugoslavia (Transnational Publishers,
1995) (2 vols.).
Virginia Morris and Michael P. Scharf, The
International Criminal Tribunal for Rwanda (Transnational
Publishers, 1998) (2 vols.).
Endnotes 1. S.C. Res. 1315 (2000), 14
August 2000. 2. Report of the Secretary-General
on the Establishment of a Special Court for Sierra Leone,
4 October 2000, U.N. Doc. S/2000/915. 3. The Agreement is appended
to the Report of the Secretary-General, id.
4. Id. at para. 26.
5. Id. at para. 27. 6. See U.N. News Release,
October 5, 2000. (archived at <http://www.un.org/News/briefings/>)
7. Report of the Secretary-General,
supra, at paras. 32-37. 8. Betsy Pisik, Annan Proposes
a Joint Tribunal, The Washington Times, October 6,
2000, at A13. 9. Id. 10. Report of the Secretary-General,
supra, at paras. 57-63. 11. Id. at para. 70-71.
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