"When at last it was over, the war had many diverse
results and one dominant one transcending all others:
disillusion."
-Barbara Tuchman,
The Guns of August (1962)
As of this writing, the end of a violent August, the conflict
between Israel and Hezbollah is now subject to a
fragile ceasefire, ambitious plans for a European-led
UN peacekeeping force of 15,000, and renewed calls to "disarm"
Hezbollah forces within Lebanon. Hezbollah's kidnapping
of Israeli soldiers, its indiscriminate firing of missiles into
civilian areas inside Israel, and Israel's devastating counterattacks
within Lebanon have led to considerable debates about
international law. Although no one is under any illusions that
the conflict will be resolved in a court of law or even by the
UN, the battle to win hearts and minds is being fought in part
through appeals to the rule of law.
Amnesty International argues that Hezbollah and Israel are
guilty of war crimes and has called for a comprehensive, impartial
UN inquiry into violations of international humanitarian
law by both sides. With respect to Israel, an Amnesty
International Report points to massive destruction of whole
civilian neighborhoods and villages and attacks on water
pumping stations, water treatment plants, supermarkets, and
bridges with no strategic importance. The August 23rd Report
cites statements by Israeli military officials suggesting that such
attacks were designed to press the Lebanese government and
the civilian population to turn against Hezbollah and asserts
that these statements indicate that the resulting actions were
not mere "collateral damage" or the unintended by-products of
Hezbollah's use of civilians as "human shields." An August
14th "Open Letter" to President Bush expresses the organization's
additional concern about possible U.S. transfers to Israel
of cluster munitions given that the use of such bombs could
constitute illegal, "indiscriminate" attacks on civilians when
used in urban areas. This legalistic letter cites to the UN
Guidelines on International Arms Transfers along with Article
16 of the Articles of State Responsibility (recognizing a state's international responsibility when it "aids or
assists" another state in the commission of
an internationally wrongful act) to suggest
U.S. complicity and urges renewal of a ban
on supplying cluster bombs to Israel first
imposed during the Reagan
Administration.
While hard legal issues are raised with respect to both
Hezbollah and Israel by the guns and bombs of August (see,
e.g., the Council Comment in this newsletter, p. 5; and the
August 17th and August 24th ASIL Insights by Frederic L.
Kirgis and Jonathan Somer, respectively: "Some
Proportionality Issues Raised By Israel's Use of Armed Force
in Lebanon" and "Acts of Non-State Armed Groups and the
Law Governing Armed Conflict," the former of which is also
published here on p.1), the concerns with respect to Israel
raised by Amnesty International and others center on the most
fundamental principle of humanitarian law, namely that, as J.S.
Pictet put it, "belligerents shall not inflict harm on their adversaries
out of proportion with the object of warfare, which is to
destroy or weaken the strength of the enemy." Although
reflected in the Geneva Conventions, this standard for proportionate
balancing is either a general principle of law or a universally
applicable rule of custom that has been applied by
international and national courts.
Proportionality as applied to the guns of August has drawn its
share of critics. Washington Post columnist Richard Cohen is
particularly vitriolic in an op-ed appearing on July 25th. He
suggests that those calling for a "proportional" Israeli response
to Hezbollah are anti-Semitic. With respect to the Middle
East, Cohen argues that "proportionality is madness. For
Israel, a small country within reach, as we are finding out, of a
missile launched from any enemy's back yard, proportionality is
not only inapplicable, it is suicide. The last thing [Israel]
needs is a war of attrition. It is not good enough to take out
this or that missile battery. It is necessary to reestablish deterrence:
You slap me, I will punch out your lights. . . . [I]t's either
stupid or mean for anyone to call for proportionality. The only
way to ensure that babies don't die in their cribs and old people
in the streets is to make the Lebanese or
the Palestinians understand that if they,
no matter how reluctantly, host those
rockets, they will pay a very, very steep
price."
International lawyers have a responsibility
to educate people like Cohen. As
with many general principles or rules of
custom, the proportionality rule is easy to
apply in some respects. Few international lawyers would defend a deliberate attack on civilians
whether it resulted from unguided Hezbollah missiles, cluster
bombs, or Israeli bombers. To the extent Cohen defends attacks
on Lebanese civilians in order to make them "understand," he is
correct that international law prohibits this but, if historians of
bombing campaigns for such purposes (e.g., Ernest May, The
"Lessons" of History, 1973) are right, he is also, in all probability,
wrong that bombing civilians will make them more sympathetic
to the bombers.
On the other hand, deciding whether an attack that incidentally
does damage to civilians is legally "excessive" is not a simple
matter of looking to see which side inflicted more damage on
the other's civilians. Contrary to what Cohen suggests, the rule
of proportionality does not require Israel to respond "with only
one missile for every one tossed its way." Proportionality
involves, as ASIL member David Kaye argues in a July 27th
op-ed in the San Francisco Chronicle, a subjective judgment
about "whether the use of force causes harm to civilians that is
justified by the gains of eliminating the specific Hezbollah target."
In the absence of "smoking gun" evidence of clear Israeli
intent to target civilians, an impartial investigation of Israel's
acts would need to apply this harder, subjective test to concrete
decisions made by the Israeli military.
Proportionality balancing is difficult because, as Israel's own
High Court has indicated, it requires making both objective and
subjective determinations, namely: 1) whether the military
means used reasonably advance the military objective; 2) even
assuming that the first test is satisfied, whether the military
deployed the "least injurious means" to accomplish its legitimate
goals; and 3) whether the damage caused to civilians was in
"proper proportion" to the gain sought. Israel's High Court
applied these tests when the construction of a portion of the
Israeli "wall" was challenged and indicated that, far from being
anti-Semitic, proportionality was a principle of both international
and Israeli law that it was required to apply. While the
Israeli High Court gave considerably more deference to security
concerns than did the International Court of Justice (ICJ) in its
2004 Advisory Opinion on the same subject, it affirmed that
the proportionality standard was "objective" to the extent that it
was not merely a matter of deciding whether military commanders
acted in good faith. Further, the Israeli Court,
although very much aware of the threat terrorist acts pose to
Israeli society, nonetheless affirmed that the third and crucial
determination, which involves weighing the security benefits
sought versus the nature of the harms imposed on civilians, was an objective and legal calculation that judges could make.
Significantly, the Court determined that the third test was not
satisfied for some portions of the wall; it decided that the security
risks sought to be avoided did not justify its location in
some respects and it ordered the military to reexamine those
decisions. (See Beit Sourik Village Council v. The Government of
Israel, HCJ 2056/04, Judgment of President A. Barak.)
Judicial applications of proportionality, whether by the ICJ or
the Israeli High Court, do not indicate that this rule, for all its
generality, is either the inflexible "recipe for doom" that Cohen
sees or the toothless plaything of power that critics of customary
law imply. Proportionality is a nuanced principle that, like
many others, straddles utopia/apologia and yet advances both
humanitarian and more pragmatic security concerns. It has
earned its critical place in military decision-making. Like many
general principles or rules of custom, its appeal to governments
and to most people - lawyer and non-lawyer alike - resides in
its basic fairness.
Cohen's demand that we replace proportionality with the nonrule
of the schoolyard bully echoes the dissatisfaction of some
U.S. policymakers with what Cohen denigrates as the "ditsy
Marquess of Queensberry idea of war." Among the lessons
emerging from the guns of August are that collectivities do not
respond the same way as some individuals do to bullies, and
that those who discard the law's rules for resorting to and conducting
war do so at their peril.
José E. Alvarez
Selected Links
Some Proportionality Issues Raised by Israel's Use of Armed Force in
Lebanon, an ASIL Insight by Frederic L. Kirgis, August 17, 2006.
http://www.asil.org/insights.htm